{"id":892,"date":"2022-01-10T13:07:08","date_gmt":"2022-01-10T13:07:08","guid":{"rendered":"https:\/\/corpnerd.com\/?page_id=892"},"modified":"2022-01-16T14:11:56","modified_gmt":"2022-01-16T14:11:56","slug":"news","status":"publish","type":"page","link":"https:\/\/demo.creativeanalyticsdc.com\/corpnerd\/news\/","title":{"rendered":"SEC News"},"content":{"rendered":"<div class=\"fusion-fullwidth fullwidth-box fusion-builder-row-1 fusion-flex-container nonhundred-percent-fullwidth non-hundred-percent-height-scrolling\" style=\"background-color: rgba(255,255,255,0);background-position: center center;background-repeat: no-repeat;border-width: 0px 0px 0px 0px;border-color:#e2e2e2;border-style:solid;\" ><div class=\"fusion-builder-row fusion-row fusion-flex-align-items-flex-start\" style=\"max-width:1248px;margin-left: calc(-4% \/ 2 );margin-right: calc(-4% \/ 2 );\"><div class=\"fusion-layout-column fusion_builder_column fusion-builder-column-0 fusion_builder_column_1_1 1_1 fusion-flex-column fusion-animated\" data-animationType=\"fadeInUp\" data-animationDuration=\"1.0\" data-animationOffset=\"top-into-view\"><div class=\"fusion-column-wrapper fusion-flex-justify-content-flex-start fusion-content-layout-column\" style=\"background-position:left top;background-repeat:no-repeat;-webkit-background-size:cover;-moz-background-size:cover;-o-background-size:cover;background-size:cover;padding: 0px 150px 0px 150px;\"><div class=\"fusion-widget fusion-widget-element fusion-widget-area fusion-content-widget-area wpWidget-1\" style=\"border-width:0px;border-style:solid;\"><div class=\"widget widget_rss\"><div class=\"heading\"><h4 class=\"widget-title\"><a class=\"rsswidget rss-widget-feed\" href=\"https:\/\/www.sec.gov\/news\/pressreleases.rss\"><img decoding=\"async\" class=\"lazyload rss-widget-icon\" style=\"border:0\" width=\"14\" height=\"14\" src=\"data:image\/svg+xml,%3Csvg%20xmlns%3D%27http%3A%2F%2Fwww.w3.org%2F2000%2Fsvg%27%20width%3D%2714%27%20height%3D%2714%27%20viewBox%3D%270%200%2014%2014%27%3E%3Crect%20width%3D%2714%27%20height%3D%2714%27%20fill-opacity%3D%220%22%2F%3E%3C%2Fsvg%3E\" data-orig-src=\"https:\/\/demo.creativeanalyticsdc.com\/corpnerd\/wp-includes\/images\/rss.png\" alt=\"RSS feed: Press Releases\" \/><\/a> <a class=\"rsswidget rss-widget-title\" href=\"https:\/\/www.sec.gov\/\">Press Releases<\/a><\/h4><\/div><ul><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-109-sec-announces-fiscal-year-2027-examination-priorities'>SEC Announces Fiscal Year 2027 Examination Priorities<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-108-sec-amf-announce-supervisory-mou-enhance-cooperation-investment-advisers-investment-service'>SEC and AMF Announce Supervisory MOU To Enhance Cooperation for Investment Advisers and Investment Service Providers<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-107-sec-fsa-hold-autumn-financial-regulatory-dialogue'>SEC, FSA Hold Autumn Financial Regulatory Dialogue<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-106-sec-announces-roundtable-machine-understandable-data-age-super-intelligence'>SEC Announces Roundtable on Machine-Understandable Data in the Age of Super Intelligence<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-105-sec-small-business-advisory-committee-discuss-ipo-modernization-regulation-crowdfunding'>SEC Small Business Advisory Committee to Discuss IPO Modernization and Regulation Crowdfunding<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-104-sec-proposes-expanding-securities-eligible-cross-trading-registered-funds'>SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-103-sec-seeks-final-judgment-against-former-western-asset-co-cio-ken-leech-cherry-picking-case'>SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-102-sec-host-virtual-national-compliance-outreach-seminar-investment-companies-investment-advisers'>SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-101-sec-coordinates-global-financial-regulators-raise-fraud-awareness-during-world-investor-week'>SEC Coordinates with Global Financial Regulators to Raise Fraud Awareness During World Investor Week<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-100-sec-proposal-would-address-how-investment-advisers-funds-can-custody-crypto-assets-under-federal'>SEC Proposal Would Address How Investment Advisers and Funds Can Custody Crypto Assets Under the Federal Securities Laws<\/a><\/li><\/ul><\/div><\/div><div class=\"fusion-widget fusion-widget-element fusion-widget-area fusion-content-widget-area wpWidget-2\" style=\"border-width:0px;border-style:solid;\"><div class=\"widget widget_rss\"><div class=\"heading\"><h4 class=\"widget-title\"><a class=\"rsswidget rss-widget-feed\" href=\"https:\/\/www.sec.gov\/news\/speeches-statements.rss\"><img decoding=\"async\" class=\"lazyload rss-widget-icon\" style=\"border:0\" width=\"14\" height=\"14\" src=\"data:image\/svg+xml,%3Csvg%20xmlns%3D%27http%3A%2F%2Fwww.w3.org%2F2000%2Fsvg%27%20width%3D%2714%27%20height%3D%2714%27%20viewBox%3D%270%200%2014%2014%27%3E%3Crect%20width%3D%2714%27%20height%3D%2714%27%20fill-opacity%3D%220%22%2F%3E%3C%2Fsvg%3E\" data-orig-src=\"https:\/\/demo.creativeanalyticsdc.com\/corpnerd\/wp-includes\/images\/rss.png\" alt=\"RSS feed: Speeches &amp; Statements\" \/><\/a> <a class=\"rsswidget rss-widget-title\" href=\"https:\/\/www.sec.gov\/\">Speeches &amp; Statements<\/a><\/h4><\/div><ul><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/speeches-statements\/daly-remarks-stanford-roundtable-101626'>Remarks at the Stanford University Private Capital Roundtable<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/speeches-statements\/sanchez-remarks-statewide-joint-powers-authorities-energy-prepay-bonds-101526'>Statewide Joint Powers Authorities and Energy Prepay Bonds<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/speeches-statements\/selway-remarks-market-structure-conference-101426'>How Soon is Now?<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/speeches-statements\/atkins-101326-statement-commissions-approval-proposed-rule-change-permit-listing-binary-options-overlying-key'>Statement on the Commission\u2019s Approval of a Proposed Rule Change to Permit the Listing of Binary Options Overlying Key Performance Indicators<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/speeches-statements\/atkins-statement-cross-trading-10-09-2026-statement-proposed-amendments-investment-company-cross-trading'>Statement on Proposed Amendments to Investment Company Cross Trading<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/speeches-statements\/uyeda-100926-statement-proposed-amendments-cross-trading-rules'>Statement on Proposed Amendments to the Cross-Trading Rules<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/speeches-statements\/sanchez-remarks-naheffa-fall-conference-100626'>When an \u201cIRMA\u201d Is Not Quite an IRMA: Revisiting the Requirements of the Independent Registered Municipal Advisor Exemption<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/speeches-statements\/atkins-uyeda-statement-commissioner-peirce-100126'>Statement on Departure of Commissioner Hester Peirce<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/speeches-statements\/atkins-crypto-custody-100126-statement-proposal-address-custody-crypto-assets-under-investment-advisers-act-investment-company'>Statement on Proposal to Address the Custody of Crypto Assets Under the Investment Advisers Act and the Investment Company Act<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/newsroom\/speeches-statements\/peirce-statement-proposed-amendments-custody-rules-100126'>Roller Coaster Ride: Statement on Proposed Adviser and Regulated Fund Custody Rules; Crypto Custody Rules<\/a><\/li><\/ul><\/div><\/div><div class=\"fusion-widget fusion-widget-element fusion-widget-area fusion-content-widget-area wpWidget-3\" style=\"border-width:0px;border-style:solid;\"><div class=\"widget widget_rss\"><div class=\"heading\"><h4 class=\"widget-title\"><a class=\"rsswidget rss-widget-feed\" href=\"https:\/\/www.sec.gov\/rss\/litigation\/admin.xml\"><img decoding=\"async\" class=\"lazyload rss-widget-icon\" style=\"border:0\" width=\"14\" height=\"14\" src=\"data:image\/svg+xml,%3Csvg%20xmlns%3D%27http%3A%2F%2Fwww.w3.org%2F2000%2Fsvg%27%20width%3D%2714%27%20height%3D%2714%27%20viewBox%3D%270%200%2014%2014%27%3E%3Crect%20width%3D%2714%27%20height%3D%2714%27%20fill-opacity%3D%220%22%2F%3E%3C%2Fsvg%3E\" data-orig-src=\"https:\/\/demo.creativeanalyticsdc.com\/corpnerd\/wp-includes\/images\/rss.png\" alt=\"RSS feed: Administrative Proceedings\" \/><\/a> <a class=\"rsswidget rss-widget-title\" href=\"https:\/\/www.sec.gov\/\">Administrative Proceedings<\/a><\/h4><\/div><ul><li><a class='rsswidget' href='https:\/\/www.sec.gov\/files\/litigation\/admin\/2026\/ia-7028.pdf'>TAG Associates LLC<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/files\/litigation\/admin\/2026\/ia-7027.pdf'>Michael D. Williams<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/files\/litigation\/admin\/2026\/34-106674.pdf'>Tai Mo Shan Limited<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/files\/litigation\/admin\/2026\/34-106673.pdf'>Raymond Lawrence Lent (Dba the Putney Financial Group and Registered Investment Advisors)<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/files\/litigation\/admin\/2026\/34-106667.pdf'>Silver Star Properties REIT, Inc.<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/files\/litigation\/admin\/2026\/ia-7026.pdf'>Stephen Kenneth Leech II<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/files\/litigation\/admin\/2026\/ia-7025.pdf'>David Kushner<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/files\/litigation\/admin\/2026\/34-106650.pdf'>John Arthur Hanratty<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/files\/litigation\/admin\/2026\/ia-7024.pdf'>Lawrence Billimek<\/a><\/li><li><a class='rsswidget' href='https:\/\/www.sec.gov\/files\/litigation\/admin\/2026\/34-106645.pdf'>Nikola Corporation<\/a><\/li><\/ul><\/div><\/div><\/div><style type=\"text\/css\">.fusion-body .fusion-builder-column-0{width:100% !important;margin-top : 0px;margin-bottom : 20px;}.fusion-builder-column-0 > .fusion-column-wrapper {padding-top : 0px !important;padding-right : 150px !important;margin-right : 1.92%;padding-bottom : 0px !important;padding-left : 150px !important;margin-left : 1.92%;}@media only screen and (max-width:1024px) {.fusion-body .fusion-builder-column-0{width:100% !important;order : 0;}.fusion-builder-column-0 > .fusion-column-wrapper {padding-right : 120px !important;margin-right : 1.92%;padding-left : 120px !important;margin-left : 1.92%;}}@media only screen and (max-width:640px) {.fusion-body .fusion-builder-column-0{width:100% !important;order : 0;}.fusion-builder-column-0 > .fusion-column-wrapper {padding-right : 0px !important;margin-right : 1.92%;padding-left : 0px !important;margin-left : 1.92%;}}<\/style><\/div><\/div><style type=\"text\/css\">.fusion-body .fusion-flex-container.fusion-builder-row-1{ padding-top : 50px;margin-top : 0px;padding-right : 0px;padding-bottom : 0px;margin-bottom : 0px;padding-left : 0px;}@media only screen and (max-width:1024px) {.fusion-body .fusion-flex-container.fusion-builder-row-1{ padding-top : 60px;}}<\/style><\/div>\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":4,"comment_status":"closed","ping_status":"closed","template":"100-width.php","meta":{"footnotes":""},"class_list":["post-892","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/demo.creativeanalyticsdc.com\/corpnerd\/wp-json\/wp\/v2\/pages\/892","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/demo.creativeanalyticsdc.com\/corpnerd\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/demo.creativeanalyticsdc.com\/corpnerd\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/demo.creativeanalyticsdc.com\/corpnerd\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/demo.creativeanalyticsdc.com\/corpnerd\/wp-json\/wp\/v2\/comments?post=892"}],"version-history":[{"count":12,"href":"https:\/\/demo.creativeanalyticsdc.com\/corpnerd\/wp-json\/wp\/v2\/pages\/892\/revisions"}],"predecessor-version":[{"id":976,"href":"https:\/\/demo.creativeanalyticsdc.com\/corpnerd\/wp-json\/wp\/v2\/pages\/892\/revisions\/976"}],"wp:attachment":[{"href":"https:\/\/demo.creativeanalyticsdc.com\/corpnerd\/wp-json\/wp\/v2\/media?parent=892"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}