Compliance Administration
Centralized & Standardized
CorporateNerd is a compliance management firm that assists Investment Adviser clients with administrative support, for compliance programs on a continuous basis. We are your back office and as administrative experts we keep our clients’ compliance programs organized, running smoothly and ready for any audit.
Compliance administrative support is the collection of ongoing, behind-the-scenes tasks and processes that must be managed throughout the life of the business. We ensure that administrative systems, are streamlined and properly integrated with overall business operations, helping the Investment Adviser firm comply with industry best practices and updates in response to SEC regulatory changes. Our service is a niche specialty and a profession in and of itself where ongoing relationships are fostered and maintained.
Enhanced Governance
Risk Assessment
As your back office and an extension of your compliance team, we help you plan, organize, manage, and record your annual review. Systems and processes are provided for conducting the entire review and customize your compliance program to fit your firm. We communicate with you on a regular basis to guide you through your plan and document the testing and review notes for you. Automated reminders are emailed to you of regulatory deadlines, industry updates and we keep you informed of regulatory changes and encourage you to reach out with any compliance questions you have. We are accessible and responsive.